WhatsApp FINRA – New FINRA Case Proves Why Financial Companies Should Record Mobile Messages #infographic

WhatsApp FINRA – New FINRA Case Proves Why Financial Companies Should Record Mobile Messages #infographic

The rising number of financial-sector individuals who use WhatsApp in a non-compliant manner is forcing regulators like the Financial Industry Regulatory Authority (FINRA) to introduce more stringent penalties, further encouraging companies to monitor mobile messages from all their employees.

As reported in our infographic, there are WhatsApp FINRA regulations that must be complied with by financial firms and broker dealers to avoid penalties and non-compliance fees. However, it is not easy to comply with these regulations to record mobile messages sent via the app, particularly if the firm lacks a compliant WhatsApp recording solution in place.

WhatsApp FINRA – New FINRA Case Proves Why Financial Companies Should Record Mobile Messages #infographic

infographic by: www.telemessage.com

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